SBI Securities (SBI証券)
ConfidenceLikelyUpdated2026-07-30Review by2026-12-05Sources3Machine-translatedOriginal (JA)
On this page
Wiki route
This entry sits under securities-firms INDEX (its domain route). Read it against Rakuten Securities for the closest online-broker peer / contrast, and against the FSA plus JSDA for the FIEA supervisory / self-regulatory boundary. The retail-competition map lives on Japan online brokerage competition.
TL;DR
SBI SECURITIES Co., Ltd. (株式会社SBI証券) is the online-securities core company of SBI HD; as a Type I Financial Instruments Business Operator under the Financial Instruments and Exchange Act, it is listed on the FSA’s list of financial instruments business operators as “株式会社SBI証券” (Director-General of the Kanto Local Finance Bureau (Kinsho) 第44号). As one of Japan’s largest online comprehensive brokers, it is an operating company that should be treated separately from the SBI group proper when looking at Japan’s retail brokerage / NISA / iDeCo / online-trading funnels.
1. License / group boundary
The following table is scoped to public primary sources (sbigroup.co.jp, fsa.go.jp, jsda.or.jp). It restates licence / structure / product boundaries from those materials and does not invent market share, ranking, or unstated numerical claims. ↗
| Item | Notes |
|---|---|
| Legal name | 株式会社SBI証券 |
| License route | Type I Financial Instruments Business under the Financial Instruments and Exchange Act (FSA list of financial instruments business operators) |
| FSA registration | Director-General of the Kanto Local Finance Bureau (Kinsho) 第44号 |
| FIEA scope | Type I, Type II, investment advisory, and agency business |
| Self-regulatory body | Japan Securities Dealers Association (JSDA) etc. |
| Group boundary | The online-securities arm of SBI HD |
| Wiki role | SBI-affiliated online-broker operating-company anchor |
2. Operating model
SBI Securities is an online comprehensive securities firm that handles domestic equities, investment trusts, foreign equities, bonds, FX, futures and options, and NISA / iDeCo. Centered on zero-commission pricing, bank linkage, and points linkage, it serves as the entry point to the “securities, banking, insurance, crypto assets” financial ecosystem of SBI HD. It is adjacent to the FX-specialist SBI FX Trade and the crypto SBI VC Trade, but as a FIEA broker-dealer the subject is SBI Securities. For the curve of NISA fund inflows and online-broker competition, see Japan online brokerage competition.
3. Why this page matters
- Fixes the exact-name operating-company anchor under the Financial Instruments and Exchange Act (Type I).
- Separates the financial-holding / investment group SBI HD from the retail-brokerage operating company (this page).
- Provides an online-broker peer comparison with Rakuten Securities and a reference point for the FSA supervisory boundary.
Related
- SBI HD
- SBI FX Trade
- Rakuten Securities
- Japan online brokerage competition
- NISA 2024 flow
- securities-firms INDEX
- FinWiki index
Sources
- FSA, “金融商品取引業者登録一覧”,
kinyushohin.xlsx. - SBI Securities, “会社概要”.
- SBI Holdings, “SBI証券 - SBIグループ企業一覧”.
Discovery
Keep reading
Read next
- SMBC Nikko Securities (SMBC 日興証券)The following table is scoped to public primary sources (smbcnikko.co.jp, diamond.jp, jbpress.ismedia.jp). It restates licence / structure / product boundaries from those materials and does...
- Tachibana SecuritiesTachibana Securities is a mid-sized independent securities company founded in 1948 年. In the FSA Financial Instruments Business Operators list, it appears as "Tachibana Securities Co., Ltd."...
- Tokai Tokyo FH (東海東京 FH / Tokai Tokyo Financial Holdings)A mid-tier independent securities holding company based in Chukyo (Nagoya). Converted to a holding company centered on 2009-04-01 Tokai Tokyo Securities. Its biggest strategic feature is the...
Links here
- SBI Asset ManagementSBI Asset Management Co., Ltd. (SBIアセットマネジメント株式会社) is the asset-management company of SBI グループ holding an investment-management business (投資運用業) registration under the Financial Instruments...
- Daiwa Next Bank operating profile (大和ネクスト銀行)大和ネクスト銀行 (Daiwa Next Bank, Ltd.) is the wholly-owned banking subsidiary of Daiwa Securities Group, Inc. (TSE Prime 8601). It is the securities-bank hybrid anchor on the Daiwa side, mirroring...
- Sony Bank operating profile (ソニー銀行)Sources: the identity, ownership route, and license category are supported by Sony Bank's company profile, Sony's official partial-spin-off record, and the FSA workbook. The spin-off changed...
- Japan CEX parent FG adjacency matrixA Japanese 暗号資産交換業者 (FSA-registered VASP) is rarely a standalone business — it is almost always a node inside a parent financial group (FG) that already runs securities, banking, payments, p...
- SBI SECURITIES Co., Ltd. (株式会社SBI証券) — Japanese crypto-asset-derivatives transaction operator overviewThe comparison below uses each company's official profile, the JVCEA member list, and the official SBI CFD announcement. It describes business boundaries and does not imply joint sales or cu...