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  "slug": "financial-licenses/securities-license-stack",
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  "domain": "financial-licenses",
  "title": "Japan securities license stack",
  "entry_type": "wiki_entry",
  "frontmatter": {
    "title": "Japan securities license stack",
    "aliases": [
      "securities-license-stack",
      "Japan FIEA license stack",
      "Type I Type II FIBO boundary",
      "金融商品取引業 license stack"
    ],
    "domain": "financial-licenses",
    "type": null,
    "created": "2026-05-22",
    "last_updated": "2026-07-29",
    "last_tended": "2026-07-29",
    "review_by": "2026-10-27",
    "confidence": "likely",
    "tags": [
      "JapanFG",
      "securities",
      "FIEA",
      "financial-license",
      "JSDA",
      "FIBO"
    ],
    "status": "active",
    "canonical_anchor": null,
    "related": [],
    "note": null,
    "sources": [
      "https://www.fsa.go.jp/menkyo/menkyo.html",
      "https://www.fsa.go.jp/menkyo/menkyoj/kinyushohin.xlsx",
      "https://www.fsa.go.jp/common/law/guide/kinyushohin/04a.html",
      "https://www.jsda.or.jp/about/gaiyou/",
      "https://www.jsda.or.jp/kyoukaiin/kyoukaiin/meibo/index.html",
      "https://www.jsda.or.jp/about/kisoku/index.html",
      "https://elaws.e-gov.go.jp/"
    ]
  },
  "summary": "Japan securities activity is not controlled by one generic \"broker license.\" The practical stack is built from the Financial Instruments and Exchange Act (FIEA), FSA / Local Finance Bureau registration lists, JSDA self-regulation, exchange / PTS participation rules, clearing and settlement access, a",
  "headings": [
    "Japan securities license stack",
    "Overview",
    "Source-of-Truth Stack",
    "Regime Map",
    "Practical Decision Tree",
    "JapanFG Relevance",
    "Boundary Cases",
    "Research Checklist",
    "Related",
    "Sources"
  ],
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